John
Hopper

Principal Securities, Inc

CRD#250020
Investment Advisor
in Raleigh, NC

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About this Advisor

John Hopper is a financial advisor based in Raleigh, North Carolina, working with Principal Securities, Inc. John has previously held positions at Hopper Financial Group, Inc, Financial Independence Planning Group, Llp, Blanton & Hopper Investments, The O.N. Equity Sales Company, and Principal Securities, Inc. John has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in North Carolina. Currently, John is part of Principal Securities, Inc, which operates out of Raleigh, North Carolina. The firm has 384 offices and 1,349 employees. The firm manages assets totaling $12.1 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Principal Securities, Inc includes asset-based, hourly, fixed, and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

4141 Parklake Ave Ste 450
Raleigh, NC 27612

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$12,105,712,948

NC Average: $9,259,360,772
Total Number of Employees

1,349

NC Average: 166
Total Number of Accounts

54,844

NC Average: 7,189
Average Account Size

$220,730

NC Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Hopper Work History

2023 - Present (1 year)

Principal Securities, Inc

1997 - Present (27 years)

Hopper Financial Group, Inc

1996 - Present (28 years)

Blanton & Hopper Investments

2003 - 2023 (20 years)

The O.N. Equity Sales Company

1998 - 2023 (25 years)

Financial Independence Planning Group, Llp

Disclosures

Please visit the SEC profile of John Hopper to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Martha Nielsen
Latham, NY
Michael Harken
Camdenton, MO
Reid Johnson
Cedar Falls, IA
Benjamin Hardy
Almond, NY
Brandon Meza
San Diego, CA
Caleb Robinson
Houston, TX
Andrew Karrmann
Elkhorn, NE
Joel Poole
Charlotte, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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