360 Wealth Management, Inc

CRD#127589
Investment Advisor Firm

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Overview

360 Wealth Management, Inc is an advisory firm based in Scottsdale, Arizona. The company manages $9.0 million in assets over 79 accounts. It has a small group of four employees, three of whom are financial advisors. 360 Wealth Management, Inc does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as equities, bonds and options.

360 Wealth Management, Inc administers all of the company's client assets in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell judgments for the client's account without requiring client permission. The firm administers an average of $114,208 for each customer account. $2,500,001 to $5,000,000 of its investments for financial planning services were in securities, with $1,000,001 to $2,500,000 invested in non-securities. An average financial advisor at 360 Wealth Management, Inc administers about 26 client accounts, placing it towards the middle in terms of personalization.

The company's central office is located at 10037 E Dynamite Blvd., Scottsdale, Arizona 85262. 360 Wealth Management, Inc is legally permitted to provide services to investors throughout 2 states, including Arizona and California.

Assets Under Management

$9.0 million

Number of Advisors

3

Fee Structure

Asset-based, Hourly, Fixed, Other

Disclosures

No

Office Location

10037 E Dynamite Blvd.
Scottsdale, AZ 85262

360 Wealth Management, Inc by the Numbers

Total Assets Under Management

$9.0 million

National Average: $3.3 billion
Total Number of Employees

4

National Average: 4,943
Total Number of Accounts

79

National Average: 2,522
Average Account Size

$114.2 thousand

National Average: $1.3 million

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Products and Services

360 Wealth Management, Inc offers a number of services, which can include financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. In the prior financial year, 360 Wealth Management, Inc provided financial planning services to 11-25 of its accounts. 360 Wealth Management, Inc does sell products or offer services aside from investment advisory services to its customers.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 63% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees usually vary depending on which services are provided. However, fee types charged by the company can consist of some blend of the following fee structures: asset-based, hourly, fixed or other. The firm does not participate in a wrap fee program, in which the company offers a service bundle for a single fee. 360 Wealth Management, Inc has the ability to withdraw the charges directly from customer accounts.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 37% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

The company works with retail investors, high net worth investors and pension plans. Out of its 79 clients, 360 Wealth Management, Inc's largest client group by number of accounts is retail investors, although it also caters to two high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts are non-U.S. persons.

  • High-Net-Worth Individuals* - 2.5%
  • Other Individuals - 96.25%
  • Corporations - 1.25%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

360 Wealth Management, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA