Aegis Wealth Partners, LLC

CRD#171693
Investment Advisor Firm

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Overview

Aegis Wealth Partners, LLC is a financial advisor firm based in Scottsdale, Arizona. The firm manages $255.0 thousand in total assets throughout five accounts. It has a small team of one employee who is a financial advisor. Aegis Wealth Partners, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments like bonds, stocks and options.

Aegis Wealth Partners, LLC manages four of the company's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make transaction decisions without needing to seek client approval. The firm also manages one non-discretionary accounts with a total of $105,000 in assets. The investment advisory firm supervises about $51,000 for each account. $100,001 to $500,000 of its investments for financial planning services were in securities, with under $100,000 invested in non-securities. The typical financial advisor at Aegis Wealth Partners, LLC administers around five client accounts, placing it among the most individualized advisor firms in the country.

Aegis Wealth Partners, LLC's main office is located at 7702 E Doubletree Ranch Rd, Scottsdale, Arizona 85258. Aegis Wealth Partners, LLC is legally allowed to serve customers in the state of Arizona.

Assets Under Management

$255.0 thousand

Number of Advisors

1

Disclosures

No

Office Location

7702 E Doubletree Ranch Rd
Scottsdale, AZ 85258

Aegis Wealth Partners, LLC by the Numbers

Total Assets Under Management

$255.0 thousand

National Average: $3.3 billion
Total Number of Employees

1

National Average: 31
Total Number of Accounts

5

National Average: 1,935
Average Account Size

$51.0 thousand

National Average: $1.7 million

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Products and Services

Aegis Wealth Partners, LLC provides a number of financial services, which can include financial planning services, portfolio management for individuals and small businesses and pension consulting services. In the prior financial year, the firm provided 1-10 of its clients with financial planning services. Aegis Wealth Partners, LLC does not sell products or offer services apart from investment advice to its investment advisory clients. The company also has a number of financial industry affiliations, including with an insurance company or agency.

Core Advisor Services

  • Offered by 44% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 61% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees charged by financial advisors depend on which services are offered. However, fees charged by the company likely consist of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Aegis Wealth Partners, LLC. The company can withdraw its fees directly from client accounts.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 39% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm caters to retail investors. Out of its five clients, Aegis Wealth Partners, LLC's largest client by number of accounts is retail investors. None of the firm's clients are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 100%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Aegis Wealth Partners, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Aegis Wealth Partners, LLC

David Schiller
Scottsdale, AZ

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This content was compiled from the SEC and FINRA