Holyoak Wealth Management, LLC

CRD#170868
Investment Advisor Firm

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Learn more about Holyoak Wealth Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Holyoak Wealth Management, LLC operates as an advisory firm that has its headquarters in Scottsdale, Arizona. It manages $12.7 million in total assets across 77 client accounts. It has a small team of one employee who is a financial advisor. Holyoak Wealth Management, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are tradable financial assets like stocks, options and bonds.

    Holyoak Wealth Management, LLC manages all of the company's client assets in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make buy and sell judgments for the client's account without needing to seek the client's permission. The investment advisory firm oversees roughly $164,995 for each account. The typical advisor at Holyoak Wealth Management, LLC administers about 77 client accounts.

    The firm's main office is at 8180 N. Hayden Rd, Scottsdale, Arizona 85258. The company is allowed to provide services to investors in the state of Arizona.

    Assets Under Management

    $12.7 million

    Number of Advisors

    1

    Fee Structure

    Asset-based

    Disclosures

    No

    Office Location

    8180 N. Hayden Rd
    Scottsdale, AZ 85258

    Holyoak Wealth Management, LLC by the Numbers

    Total Assets Under Management

    $12.7 million

    National Average: $3.3 billion
    Total Number of Employees

    1

    National Average: 4,943
    Total Number of Accounts

    77

    National Average: 2,522
    Average Account Size

    $165.0 thousand

    National Average: $1.3 million

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    Fee Structure

    Fees charged by financial advisors are based on which services the firm provides the client. However, fees charged by the firm typically consist of the following fee structures: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm. The firm is able to withdraw the charges directly from client accounts.

    Available

    • Offered by 75% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 37% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 3% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 17% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 1% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 40% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 12% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Disclosures

    Holyoak Wealth Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    This content was compiled from the SEC and FINRA