Iga Capital, LLC

CRD#288066
Investment Advisor Firm

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Overview

Iga Capital, LLC is an advisory firm that has its headquarters in Scottsdale, Arizona. The company has a small group of one employee who is a financial advisor. Iga Capital, LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like stocks, bonds and options.

Under $100,000 of its financial planning investments were in securities, with under $100,000 invested in non-securities.

The company's headquarters is at 10115 E Bell Rd, Scottsdale, Arizona 85260. Iga Capital, LLC is permitted to serve customers in the state of Arizona.

Number of Advisors

1

Disclosures

No

Office Location

10115 E Bell Rd
Scottsdale, AZ 85260

Iga Capital, LLC by the Numbers

Total Number of Employees

1

National Average: 31

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Products and Services

Iga Capital, LLC offers a variety of services, which can include financial planning services, portfolio management for individuals and small businesses and selection of other advisers. However, the company did not provide any of its customers with financial planning services in the last financial year. The firm does not sell products or offer services other than investment advisory services to its investment advisory customers. It also has a number of financial industry affiliations, including with an insurance company or agency.

Core Advisor Services

  • Offered by 44% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 61% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees for financial management usually depend on which services the firm provides the client. However, fees billed by the company typically consist of the following fee types: asset-based. Iga Capital, LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee. The company can withdraw the expenses directly from client funds.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 39% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Iga Capital, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Iga Capital, LLC

Jacob Glick
Scottsdale, AZ

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This content was compiled from the SEC and FINRA