North Scottsdale Wealth Advisors, LLC

CRD#284449
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

Overview

North Scottsdale Wealth Advisors, LLC is a financial advisory company headquartered in Scottsdale, Arizona. The firm oversees $50.1 million in assets under management over 171 customer accounts. North Scottsdale Wealth Advisors, LLC has a small team of one employee who is a financial advisor. North Scottsdale Wealth Advisors, LLC is not a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer company to do so. Securities are exchangable financial investments like stocks, options and bonds.

North Scottsdale Wealth Advisors, LLC oversees all of the company's accounts on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make buy and sell judgments without needing to seek the customer's permission. The investment advisory firm oversees about $293,019 in assets for each account. The average advisor at North Scottsdale Wealth Advisors, LLC oversees around 171 client accounts.

The firm's main office is at 21803 North Scottsdale Road, Scottsdale, Arizona 85255. The firm is allowed to provide services to clients across a number of states, including Arizona and Texas.

Assets Under Management

$50.1 million

Number of Advisors

1

Disclosures

No

Office Location

21803 North Scottsdale Road
Scottsdale, AZ 85255

North Scottsdale Wealth Advisors, LLC by the Numbers

Total Assets Under Management

$50.1 million

National Average: $3.3 billion
Total Number of Employees

1

National Average: 31
Total Number of Accounts

171

National Average: 1,935
Average Account Size

$293.0 thousand

National Average: $1.7 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Fee Structure

Fees for financial advice largely depend on the type of services offered. However, fee types charged by North Scottsdale Wealth Advisors, LLC typically consist of the following fee types: asset-based. The firm participates in a wrap fee program, in which the company offers a bundle of services for a single fee. The firm has the ability to withdraw the fees directly from customer funds.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 39% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

North Scottsdale Wealth Advisors, LLC caters to retail investors and high net worth investors. Out of its 171 customers, North Scottsdale Wealth Advisors, LLC's biggest client type by number of accounts is retail investors, although it also manages money for 10 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of its accounts reside abroad.

  • High-Net-Worth Individuals* - 20%
  • Other Individuals - 80%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

North Scottsdale Wealth Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview
Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

Financial Advisors at North Scottsdale Wealth Advisors, LLC

David Kahn
Scottsdale, AZ

Not sure which advisor is right for you? Use our matching tool

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today

Back to Overview

This content was compiled from the SEC and FINRA