Pacificor, LLC

CRD#120454
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

Overview

Pacificor, LLC operates as a financial advisory company based in Scottsdale, Arizona. The company oversees $32.3 million in assets under management over five accounts. The firm has a small team of two employees, all of whom are financial advisors. Pacificor, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like bonds, equities and options.

Pacificor, LLC administers the majority of its client assets on a discretionary basis. Discretionary management means that a portfolio manager has the discretion to make buy and sell judgments for the client's account without needing to seek the customer's approval. Pacificor, LLC also has one non-discretionary accounts totaling $11.1 million in assets. Pacificor, LLC manages roughly $6.5 million in assets for every client account. The average financial advisor at Pacificor, LLC administers about three client accounts, making it one of the most individualized firms in the country.

Pacificor, LLC's central office is at 8787 E Pinnacle Peak Road, Scottsdale, Arizona 85255. The company is permitted to provide services to investors in the state of Arizona.

Assets Under Management

$32.3 million

Number of Advisors

2

Fee Structure

Asset-based, Performance-based

Disclosures

No

Office Location

8787 E Pinnacle Peak Road
Scottsdale, AZ 85255

Pacificor, LLC by the Numbers

Total Assets Under Management

$32.3 million

National Average: $3.3 billion
Total Number of Employees

2

National Average: 4,943
Total Number of Accounts

5

National Average: 2,522
Average Account Size

$6.5 million

National Average: $1.3 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Fee Structure

Fees charged by financial advisors typically vary depending on which service is offered. Fees charged by the company can consist of the following fee types: asset-based or performance-based. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee. The firm can withdraw the expenses directly from client funds.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

It works with high net worth investors and pooled investment vehicles. Out of its five customers, Pacificor, LLC's largest client type by number of accounts is pooled investment vehicles, though it also caters to one high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). About 40% of its clients are from outside of the U.S.

  • High-Net-Worth Individuals* - 20%
  • Other Individuals - 0%
  • Corporations - 80%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

Pacificor, LLC does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview
Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

This content was compiled from the SEC and FINRA