Six Sigma Wealth Advisors, LLC

CRD#290674
Investment Advisor Firm

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Overview

Six Sigma Wealth Advisors, LLC is a financial advisory firm located in Scottsdale, Arizona. Six Sigma Wealth Advisors, LLC manages $5.8 million in total assets throughout 33 client accounts. Six Sigma Wealth Advisors, LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments like equities, options and bonds.

Six Sigma Wealth Advisors, LLC manages all of the firm's accounts in a discretionary manner. Discretionary management is a structure in which buy and sell decisions are made by an investment advisor without requiring the client's authorization. The investment advisory firm oversees an average of $175,758 in assets for every client account. Under $100,000 of their financial planning investments were in securities, with under $100,000 invested in non-securities.

Six Sigma Wealth Advisors, LLC's main office is located at 9375 East Shea Blvd., Scottsdale, Arizona 85260. The firm is allowed to serve investors in the state of Arizona.

Assets Under Management

$5.8 million

Disclosures

No

Office Location

9375 East Shea Blvd.
Scottsdale, AZ 85260

Six Sigma Wealth Advisors, LLC by the Numbers

Total Assets Under Management

$5.8 million

National Average: $3.3 billion
Total Number of Accounts

33

National Average: 1,935
Average Account Size

$175.8 thousand

National Average: $1.7 million

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Products and Services

Six Sigma Wealth Advisors, LLC offers a number of services, which can include financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. In the last fiscal year, the company provided financial planning services to 1-10 of its customers. Six Sigma Wealth Advisors, LLC is not involved in selling products or offering services other than investment advice to its investment advisory accounts. Six Sigma Wealth Advisors, LLC is also affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency.

Core Advisor Services

  • Offered by 44% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 61% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 10% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees for financial management typically depend on the services provided. Fees billed by the company may include the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Six Sigma Wealth Advisors, LLC. It can withdraw its expenses directly from customer accounts.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 39% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Six Sigma Wealth Advisors, LLC caters to high net worth investors and pension plans. Out of its 33 clients, Six Sigma Wealth Advisors, LLC's biggest client group is high net worth investors, but it also caters to eight high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are from outside of the U.S.

  • High-Net-Worth Individuals* - 88.89%
  • Other Individuals - 0%
  • Corporations - 11.11%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Six Sigma Wealth Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Six Sigma Wealth Advisors, LLC

Pamela More
Scottsdale, AZ

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This content was compiled from the SEC and FINRA