Tcm Wealth Management, LLC

CRD#153294
Investment Advisor Firm

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Overview

Tcm Wealth Management, LLC is a financial advisor company that has its headquarters in Scottsdale, Arizona. The company has $16.4 million in total assets across 117 accounts. The company has a small group of one employee who is a financial advisor. Tcm Wealth Management, LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable financial investments such as equities, options and bonds.

Tcm Wealth Management, LLC manages all of the company's client assets in a discretionary manner. Discretionary management signifies that transaction choices for the client's account are made by a portfolio manager without requiring client approval. The investment advisory firm's average account size is $140,145. The average financial advisor at Tcm Wealth Management, LLC manages around 117 client accounts.

Tcm Wealth Management, LLC's central office is located at 8426 E Shea Blvd, Scottsdale, Arizona 85260. Tcm Wealth Management, LLC is permitted to provide services to customers throughout 2 states, including Arizona and Virginia.

Assets Under Management

$16.4 million

Number of Advisors

1

Fee Structure

Asset-based

Disclosures

No

Office Location

8426 E Shea Blvd
Scottsdale, AZ 85260

Tcm Wealth Management, LLC by the Numbers

Total Assets Under Management

$16.4 million

National Average: $3.3 billion
Total Number of Employees

1

National Average: 4,943
Total Number of Accounts

117

National Average: 2,522
Average Account Size

$140.1 thousand

National Average: $1.3 million

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Fee Structure

A financial advisor's fees typically depend on which services are provided. Fee types billed by Tcm Wealth Management, LLC typically consist of the following fee structures: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm. Tcm Wealth Management, LLC has the ability to withdraw its charges directly from customer accounts.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It works with retail investors. Out of its 117 customers, Tcm Wealth Management, LLC's largest client is retail investors. None of the firm's customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 100%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Tcm Wealth Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA