Tcm Wealth Management, LLC

CRD#153294
Investment Advisor Firm

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Overview

Tcm Wealth Management, LLC operates as a financial advisor firm that has its headquarters in Scottsdale, Arizona. The firm administers $16.4 million in assets under management across 117 customer accounts. The firm has a small team of one employee who is a financial advisor. Tcm Wealth Management, LLC does not act as a registered broker-dealer, meaning the firm cannot buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial investments like stocks, options and bonds.

Tcm Wealth Management, LLC manages all of its client assets in a discretionary manner. Discretionary management signifies that transaction decisions are made by a portfolio manager without requiring client consent. Tcm Wealth Management, LLC's average account size is $140,145. An average advisor at Tcm Wealth Management, LLC manages around 117 client accounts.

The company's headquarters is located at 8426 E Shea Blvd, Scottsdale, Arizona 85260. The firm is legally registered to serve clients throughout a few states, including Arizona and Virginia.

Assets Under Management

$16.4 million

Number of Advisors

1

Disclosures

No

Office Location

8426 E Shea Blvd
Scottsdale, AZ 85260

Tcm Wealth Management, LLC by the Numbers

Total Assets Under Management

$16.4 million

National Average: $3.3 billion
Total Number of Employees

1

National Average: 31
Total Number of Accounts

117

National Average: 1,935
Average Account Size

$140.1 thousand

National Average: $1.7 million

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Fee Structure

Fees for financial advice are based on the type of services offered. Fee types billed by the firm typically consist of the following fee structures: asset-based. The firm does not supply a wrap fee program, in which the firm offers a bundle of services for a single fee. The firm is able to withdraw its expenses directly from client accounts.

Available

  • Offered by 72% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 39% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm caters to retail investors. Out of its 117 accounts, Tcm Wealth Management, LLC's largest client by number of accounts is retail investors. None of the firm's accounts are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 100%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Tcm Wealth Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Tcm Wealth Management, LLC

Theodore Cowan
Scottsdale, AZ

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This content was compiled from the SEC and FINRA