Foresight Investment Advisors, LLC

CRD#155800
Investment Advisor Firm

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Overview

Foresight Investment Advisors, LLC operates as an advisory company headquartered in Hot Springs National Park, Arkansas. The firm administers $57.8 million in assets under management across 598 client accounts. The company has a small team of six employees, of which five are financial advisors. Foresight Investment Advisors, LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are defined as exchangable financial investments such as bonds, stocks and options.

Foresight Investment Advisors, LLC administers most of its accounts in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell choices for the client's account without needing client permission. The company also manages one non-discretionary accounts totaling $262,036 in assets under management. The firm's typical account size is $96,653. An average advisor at Foresight Investment Advisors, LLC manages around 120 client accounts.

Foresight Investment Advisors, LLC's main office is at 307 Carpenter Dam Road, Hot Springs National Park, Arkansas 71901. The firm is legally allowed to serve investors across 9 states, including Arkansas, Arizona, California, Florida, Kansas, Louisiana, Ohio, Tennessee and Texas.

Assets Under Management

$57.8 million

Number of Advisors

5

Disclosures

No

Office Location

307 Carpenter Dam Road
Hot Springs National Park, AR 71901

Foresight Investment Advisors, LLC by the Numbers

Total Assets Under Management

$57.8 million

National Average: $3.7 billion
Total Number of Employees

6

National Average: 29
Total Number of Accounts

598

National Average: 2,073
Average Account Size

$96.7 thousand

National Average: $1.8 million

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Products and Services

Services that Foresight Investment Advisors, LLC offers include portfolio management for individuals and small businesses and selection of other advisers. The company is engaged in selling products or offering services aside from investment advisory services to its customers. Foresight Investment Advisors, LLC is also affiliated with one or more other companies in the financial services industry, including with an insurance company or agency.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial advisory fees largely depend on which services are provided. However, fees billed by the firm likely include any blend of the following fee structures: asset-based or other. Foresight Investment Advisors, LLC does not supply a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee. The company has the ability to withdraw the fees directly from customer accounts.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

Foresight Investment Advisors, LLC provides services to retail investors, high net worth investors, charitable organizations and other investment advisers. Out of its 598 clients, Foresight Investment Advisors, LLC's biggest client group by number of accounts is retail investors, although it also manages money for 81 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are non-U.S. persons.

  • High-Net-Worth Individuals* - 23.34%
  • Other Individuals - 76.08%
  • Corporations - 0%
  • Charitable Organizations - 0.58%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Foresight Investment Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Foresight Investment Advisors, LLC

Blake Buttrum
Hot Springs National Park, AR
Thomas Rizzo
Hot Springs National Park, AR
Matthew Minton
Hot Springs National Park, AR
Michael Carmody
Hot Springs National Park, AR
Steven Irwin
Hot Springs National Park, AR

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This content was compiled from the SEC and FINRA

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.