Hulsey Capital Management, Inc

CRD#116183
Investment Advisor Firm

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Overview

Hulsey Capital Management, Inc is an advisory firm based in Heber Springs, Arkansas. It controls $66.9 million in assets over 226 customer accounts. Hulsey Capital Management, Inc has a small group of two employees, all of whom are financial advisors. Hulsey Capital Management, Inc is not a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets like options, stocks and bonds.

Hulsey Capital Management, Inc oversees 217 of the company's accounts on a discretionary basis. Discretionary management signifies that buy and sell judgments for the client's account are made by a portfolio manager without needing client consent. Hulsey Capital Management, Inc also manages nine non-discretionary accounts totaling $1.8 million in AUM. The investment advisory firm manages an average of $296,155 for each account. The typical financial advisor at Hulsey Capital Management, Inc oversees about 113 client accounts.

Hulsey Capital Management, Inc's headquarters is located at 411 W Searcy Street, Heber Springs, Arkansas 72543. It is registered to serve customers across a number of states, including Arkansas and Texas.

Assets Under Management

$66.9 million

Number of Advisors

2

Disclosures

No

Office Location

411 W Searcy Street
Heber Springs, AR 72543

Hulsey Capital Management, Inc by the Numbers

Total Assets Under Management

$66.9 million

National Average: $3.7 billion
Total Number of Employees

2

National Average: 29
Total Number of Accounts

226

National Average: 2,073
Average Account Size

$296.2 thousand

National Average: $1.8 million

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Fee Structure

Fees charged by financial advisors largely vary depending on the financial services provided. However, fees billed by the firm likely are comprised of some combination of the following fee structures: asset-based or hourly. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm. The firm is able to withdraw its fees directly from customer funds.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The company provides services to retail investors, high net worth investors, charitable organizations and corporations. Out of its 226 accounts, Hulsey Capital Management, Inc's largest client group by number of accounts is retail investors, but it also manages money for 40 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are non-U.S. persons.

  • High-Net-Worth Individuals* - 36.36%
  • Other Individuals - 57.27%
  • Corporations - 2.73%
  • Charitable Organizations - 3.64%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Hulsey Capital Management, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Hulsey Capital Management, Inc

Jeannette Thomas
Heber Springs, AR
Kent Hulsey
Heber Springs, AR

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This content was compiled from the SEC and FINRA

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.