Capital Research And Management Company

CRD#110885
Investment Advisor Firm

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Learn more about Capital Research And Management Company

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Capital Research And Management Company operates as a financial advisor company headquartered in Los Angeles, California. Capital Research And Management Company handles $2.8 trillion in total assets throughout 16,876 customer accounts, placing it among the biggest firms in the nation by assets under management (AUM). The firm has a very large team, including 348 financial advisors. Capital Research And Management Company is not a registered broker-dealer, meaning it cannot buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like equities, options and bonds.

    Capital Research And Management Company manages all of its client assets on a discretionary basis. Discretionary management means that a portfolio manager makes transaction decisions without needing client permission. The company supervises roughly $163.0 million for every customer account. The typical advisor at Capital Research And Management Company manages about 48 client accounts, placing it towards the middle in terms of personalization.

    The company's main office is located at 333 S Hope Street, Los Angeles, California 90071-1406. The company is allowed to provide services to investors throughout 51 U.S. states and territories.

    Assets Under Management

    $2.8 trillion

    Number of Advisors

    348

    Disclosures

    No

    Office Location

    333 S Hope Street
    Los Angeles, CA 90071-1406

    Capital Research And Management Company by the Numbers

    Total Assets Under Management

    $2.8 trillion

    National Average: $8.6 billion
    Total Number of Employees

    1,391

    National Average: 64
    Total Number of Accounts

    16,876

    National Average: 375,227
    Average Account Size

    $163.0 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors are based on which service is offered. Fee types billed by the company likely consist of any combination of the following fee structures: asset-based or other. The firm does participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The firm manages money for a number of different investors. The company works with retail investors, investment companies, pooled investment vehicles, corporations and other. Out of its 16,876 accounts, Capital Research And Management Company's largest client group by number of accounts is retail investors. Just 1% of the company's accounts are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 98.31%
    • Corporations - 1.69%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Capital Research And Management Company does not have any disclosures.

    Please visit its Form ADV for more details.

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