10 West Advisors, Inc

CRD#290598
Investment Advisor Firm

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Overview

10 West Advisors, Inc is an advisory firm that has its headquarters in Los Angeles, California. The company has $5.0 million in assets under management throughout five accounts. It has a small group of one employee who is a financial advisor. 10 West Advisors, Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as equities, options and bonds.

10 West Advisors, Inc administers all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell choices are made by an investment advisor without requiring the client's authorization. The investment advisory firm's average account size is $1.0 million. An average advisor at 10 West Advisors, Inc administers about five client accounts, making it one of the most individualized firms in the country.

The firm's central office is at 145 S Fairfax Ave, Los Angeles, California 90036. 10 West Advisors, Inc is registered to serve clients in the state of California.

Assets Under Management

$5.0 million

Number of Advisors

1

Disclosures

No

Office Location

145 S Fairfax Ave
Los Angeles, CA 90036

10 West Advisors, Inc by the Numbers

Total Assets Under Management

$5.0 million

National Average: $3.7 billion
Total Number of Employees

1

National Average: 29
Total Number of Accounts

5

National Average: 2,073
Average Account Size

$1.0 million

National Average: $1.8 million

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Fee Structure

Financial advisory fees depend on the type of services offered. However, fees billed by the firm can be comprised of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm. 10 West Advisors, Inc is able to withdraw the expenses directly from customer accounts.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

10 West Advisors, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at 10 West Advisors, Inc

Toan Tran
Los Angeles, CA

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This content was compiled from the SEC and FINRA