Atlantic Investments A Registered Investment Advisor, Inc

CRD#154001
Investment Advisor Firm

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  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors
  • Overview

    Atlantic Investments A Registered Investment Advisor, Inc operates as a financial advisor company based in Los Angeles, California. The firm has a small team of two employees, all of whom are financial advisors. Atlantic Investments A Registered Investment Advisor, Inc does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as bonds, options and stocks.

    Under $100,000 of its financial planning investments were in securities, with under $100,000 placed in non-securities.

    The firm's central office is located at 2029 Century Park East, Los Angeles, California 90067. Atlantic Investments A Registered Investment Advisor, Inc is registered to provide services to investors in the state of California.

    Editorial note: Under certain conditions, advisors and firms can register as exempt reporting advisors with the SEC, meaning they file an abbreviated version of the Form ADV. As a result, this is all of the available information for Atlantic Investments A Registered Investment Advisor, Inc. Please visit the SEC website for more information at https://www.sec.gov

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    2029 Century Park East
    Los Angeles, CA 90067

    Atlantic Investments A Registered Investment Advisor, Inc by the Numbers

    Total Number of Employees

    2

    National Average: 29

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    Products and Services

    Financial services that Atlantic Investments A Registered Investment Advisor, Inc provides can include financial planning services and selection of other advisers. Notably, the firm did not provide financial planning services to any of its accounts in the prior financial year. Atlantic Investments A Registered Investment Advisor, Inc does not sell products or offer services other than investment advisory services to its investment advisory clients. The company is affiliated with one or more other companies in the financial services industry, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 45% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 23% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial management fees largely vary depending on which service is provided. However, fees charged by the company most likely are comprised of the following fee structures: hourly or other. Atlantic Investments A Registered Investment Advisor, Inc does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.

    Available

    • Offered by 35% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 12% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 74% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 2% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 17% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 1% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 40% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Disclosures

    Atlantic Investments A Registered Investment Advisor, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Atlantic Investments A Registered Investment Advisor, Inc

    Kevin Sacre
    Los Angeles, CA
    Haesook Kim
    Los Angeles, CA
    Clint Urso
    Los Angeles, CA
    Gemma Tabbada
    North Hills, CA
    Cecilia Magnampo
    Los Angeles, CA
    Diana Yick
    Montrose, CA
    Gina Lorete
    Los Angeles, CA
    Willo Lim
    Cebu,
    Lynnie Lee
    Northridge, CA

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    This content was compiled from the SEC and FINRA