B. Riley Capital Management
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Overview
B. Riley Capital Management operates as a financial advisor company based in Los Angeles, California. B. Riley Capital Management handles $342.1 million in assets across four accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). It has a small team, including 1 financial advisor. B. Riley Capital Management is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are exchangable fiscal assets such as bonds, stocks and options.
B. Riley Capital Management oversees all of its accounts in a discretionary manner. Discretionary management signifies that buy and sell judgments for the client's account are made by an investment advisor without needing to seek the client's consent. The advisory firm supervises roughly $85.5 million for each client account. The average financial advisor at B. Riley Capital Management administers about four client accounts, making it one of the most individualized financial advisor firms in the country.
The company's main office is located at 11100 Santa Monica Blvd., Los Angeles, California 90025. B. Riley Capital Management is registered to serve customers across a few states, including California, Delaware and New York.
Assets Under Management
Number of Advisors
Disclosures
Office Location
B. Riley Capital Management by the Numbers
$342.1 million
9
4
$85.5 million
Fee Structure
Financial advisory fees largely depend on which services are offered. However, fees billed by the firm can consist of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to pooled investment vehicles. Out of its four accounts, B. Riley Capital Management's largest client type is pooled investment vehicles. None of the firm's clients reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
B. Riley Capital Management does not have any disclosures.
Please visit its Form ADV for more details.
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