Compound Advisers, Inc
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Overview
Compound Advisers, Inc operates as an advisory company headquartered in San Francisco, California. Compound Advisers, Inc manages $316.9 million in total assets across 339 client accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). The company has an average-sized group, including 18 financial advisors. Compound Advisers, Inc is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets such as options, bonds and stocks.
Compound Advisers, Inc manages 204 of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor makes transaction judgments without requiring the client's permission. Compound Advisers, Inc also has 135 non-discretionary accounts totaling $88.1 million in assets. The firm administers about $934,669 for every customer account. An average advisor at Compound Advisers, Inc oversees about 19 client accounts, making it one of the more personalized financial advisor firms in the country.
Compound Advisers, Inc's headquarters is located at 580 Market Street #300, San Francisco, California 94104. The company is registered to provide services to investors across a number of states, including California, Colorado, Florida, New Hampshire, New York, Pennsylvania, Texas and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Compound Advisers, Inc by the Numbers
$316.9 million
55
339
$934.7 thousand
Products and Services
Compound Advisers, Inc offers multiple financial services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. In the last financial year, the company provided 251-500 of its customers with financial planning services. The company does not sell products or offer services other than investment advice to its investment advisory clients. The company is affiliated with a number of other service providers in the financial services industry, including with an accountant or accounting firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees depend on which service is offered. Fees billed by Compound Advisers, Inc most likely are comprised of any blend of the following fee types: asset-based, hourly or fixed. The firm does not participate in a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It works with retail investors and high net worth investors. Out of its 339 customers, Compound Advisers, Inc's largest client group is retail investors, although it also caters to 142 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 41.89%
- Other Individuals - 58.11%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Compound Advisers, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Compound Advisers, Inc
San Francisco, CA
Malibu, CA
San Francisco, CA
Oakland, CA
San Francisco, CA
San Francisco, CA
Boonton, NJ
San Francisco, CA
Northlake, TX
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