Daehan Securities,Inc

CRD#167216
Investment Advisor Firm

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Overview

Daehan Securities,Inc operates as an advisory company based in Los Angeles, California. It controls $1.8 million in total assets throughout 35 accounts. Daehan Securities,Inc has a small team of two employees, 1 of whom is a financial advisor. Daehan Securities,Inc does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are tradable financial assets like bonds, options and stocks.

Daehan Securities,Inc manages all of its client assets in a discretionary manner. Discretionary management is a structure in which transaction choices for the client's account are made by an investment advisor without requiring client approval. Daehan Securities,Inc oversees about $51,429 in assets for every customer account. The average financial advisor at Daehan Securities,Inc administers about 35 client accounts, making it about average in terms of personalization.

Daehan Securities,Inc's main office is located at 3550 Wilshire Blvd, Los Angeles, California 90010. The company is permitted to provide services to clients in the state of California.

Assets Under Management

$1.8 million

Number of Advisors

1

Disclosures

No

Office Location

3550 Wilshire Blvd
Los Angeles, CA 90010

Daehan Securities,Inc by the Numbers

Total Assets Under Management

$1.8 million

National Average: $3.7 billion
Total Number of Employees

2

National Average: 29
Total Number of Accounts

35

National Average: 2,073
Average Account Size

$51.4 thousand

National Average: $1.8 million

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Fee Structure

Fees for financial management are based on which services are offered. Fees charged by Daehan Securities,Inc typically consist of the following fee structures: asset-based. The firm does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee. The company has the ability to withdraw the expenses directly from customer funds.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Daehan Securities,Inc provides services to retail investors and high net worth investors. Out of its 35 clients, Daehan Securities,Inc's biggest client by number of accounts is high net worth investors, but it also caters to 20 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 2% of the firm's customers are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 57.14%
  • Other Individuals - 42.86%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Daehan Securities,Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Daehan Securities,Inc

Marc Oliver
Los Angeles, CA
Sanghyung Han
Los Angeles, CA

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This content was compiled from the SEC and FINRA