Domani Investments LLC

CRD#124124
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

Overview

Domani Investments LLC operates as a financial advisor firm that has its headquarters in Irvine, California. The firm oversees $6.1 million in total assets throughout 59 accounts. The company has a small group of one employee who is a financial advisor. Domani Investments LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets like bonds, equities and options.

Domani Investments LLC manages all of the company's client assets on a discretionary basis. Discretionary management signifies that transaction judgments are made by a portfolio manager without requiring the customer's approval. The investment advisory firm's typical account size is $103,628. Under $100,000 of its financial planning investments were in securities, with under $100,000 placed in non-securities. An average advisor at Domani Investments LLC manages about 59 client accounts, making it about average in terms of personalization.

The firm's main office is at 930 Roosevelt, #237, Irvine, California 92620. It is legally permitted to provide services to customers throughout a few states, including California and Texas.

Assets Under Management

$6.1 million

Number of Advisors

1

Disclosures

No

Office Location

930 Roosevelt, #237
Irvine, CA 92620

Domani Investments LLC by the Numbers

Total Assets Under Management

$6.1 million

National Average: $3.7 billion
Total Number of Employees

1

National Average: 29
Total Number of Accounts

59

National Average: 2,073
Average Account Size

$103.6 thousand

National Average: $1.8 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Products and Services

Domani Investments LLC offers a variety of services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the last financial year, the firm provided financial planning services to 1-10 of its clients. Domani Investments LLC is not engaged in selling products or offering services aside from investment advisory services to its investment advisory customers.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

Back to Overview

Fee Structure

Fees charged by financial advisors usually vary depending on the financial services provided. Fees billed by Domani Investments LLC most likely are comprised of some combination of the following fee types: asset-based or fixed. The company does not participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee. Domani Investments LLC is able to withdraw its charges directly from customer accounts.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

Domani Investments LLC works with retail investors. Out of its 59 accounts, Domani Investments LLC's largest client is retail investors. None of the company's accounts are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 100%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

Domani Investments LLC does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview
Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

Financial Advisors at Domani Investments LLC

Frank Lieggi
Irvine, CA

Not sure which advisor is right for you? Use our matching tool

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today

Back to Overview

This content was compiled from the SEC and FINRA