Hudson Cooper Asset Management, Inc

CRD#159455
Investment Advisor Firm

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Overview

Hudson Cooper Asset Management, Inc is a financial advisory firm based in Los Angeles, California. The firm manages $27.9 million in assets over 23 accounts. It has a small group of two employees, all of whom are financial advisors. Hudson Cooper Asset Management, Inc does not act as a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as equities, bonds and options.

Hudson Cooper Asset Management, Inc oversees all of the firm's client assets on a discretionary basis. Discretionary management means that a portfolio manager makes buy and sell decisions for the client's account without requiring the client's authorization. Hudson Cooper Asset Management, Inc's average account size is $1.2 million. The average financial advisor at Hudson Cooper Asset Management, Inc administers about 12 client accounts, making it one of the more individualized advisor firms in the country.

The company's headquarters is at 5670 Wilshire Blvd, Los Angeles, California 90036. It is registered to provide services to clients throughout 3 states, including California, Tennessee and Texas.

Assets Under Management

$27.9 million

Number of Advisors

2

Disclosures

No

Office Location

5670 Wilshire Blvd
Los Angeles, CA 90036

Hudson Cooper Asset Management, Inc by the Numbers

Total Assets Under Management

$27.9 million

National Average: $3.7 billion
Total Number of Employees

2

National Average: 29
Total Number of Accounts

23

National Average: 2,073
Average Account Size

$1.2 million

National Average: $1.8 million

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Products and Services

Financial services that Hudson Cooper Asset Management, Inc provides include portfolio management for individuals and small businesses and selection of other advisers. Hudson Cooper Asset Management, Inc does not sell products or offer services aside from investment advisory services to its investment advisory accounts.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

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    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors typically vary depending on the type of services offered. However, fees billed by the company typically consist of the following fee types: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Hudson Cooper Asset Management, Inc. The firm is able to withdraw the expenses directly from customer funds.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

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    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Hudson Cooper Asset Management, Inc provides services to retail investors, high net worth investors and charitable organizations. Out of its 23 accounts, Hudson Cooper Asset Management, Inc's largest client group is retail investors, though it also serves one high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 5.88%
  • Other Individuals - 88.24%
  • Corporations - 0%
  • Charitable Organizations - 5.88%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Hudson Cooper Asset Management, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA