Jcp Securities, Inc

CRD#140318
Investment Advisor Firm

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Overview

Jcp Securities, Inc operates as a financial advisory company that has its headquarters in Irvine, California. The firm has a small team of one employee who is a financial advisor. Jcp Securities, Inc does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets such as equities, bonds and options.

Under $100,000 of their financial planning investments were in securities, with under $100,000 invested in non-securities.

Jcp Securities, Inc's central office is located at 19200 Von Karman Avenue, Irvine, California 92612. It is allowed to serve customers in the state of California.

Editorial note: Under certain conditions, firms can file as exempt reporting advisors with the SEC, meaning they file an abbreviated version of the Form ADV. As a result, this is all of the available information for Jcp Securities, Inc. Please visit the SEC website for more information at https://www.sec.gov

Number of Advisors

1

Disclosures

No

Office Location

19200 Von Karman Avenue
Irvine, CA 92612

Jcp Securities, Inc by the Numbers

Total Number of Employees

1

National Average: 29

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Fee Structure

A financial advisor's fees largely vary depending on which service is provided. Fees charged by Jcp Securities, Inc likely are comprised of some combination of the following fee structures: hourly or fixed. The firm does not supply a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

Available

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 74% of firms that offer this fee type

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Jcp Securities, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Jcp Securities, Inc

Stephen Perry
Irvine, CA

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This content was compiled from the SEC and FINRA