Nuvest Capital Management

CRD#308496
Investment Advisor Firm

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Overview

Nuvest Capital Management is a financial advisor firm headquartered in Irvine, California. The company has a small group of two employees, of which 1 is a financial advisor. Nuvest Capital Management is not a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are tradable fiscal investments like bonds, options and stocks.

The firm's main office is located at 19100 Von Karman Avenue, Suite 950, Irvine, California 92612. The firm is registered to provide services to customers in the state of California.

Number of Advisors

1

Disclosures

No

Office Location

19100 Von Karman Avenue, Suite 950
Irvine, CA 92612

Nuvest Capital Management by the Numbers

Total Number of Employees

2

National Average: 29

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Products and Services

Services provided by Nuvest Capital Management include financial planning services and portfolio management for individuals and small businesses. Notably, it did not provide financial planning services to any of its customers in the prior fiscal year. Nuvest Capital Management does not sell products or offer services aside from investment advice to its investment advisory customers. The firm is affiliated with a number of other companies in the financial services industry, including with a broker-dealer or securities dealer.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees charged by financial advisors usually depend on the services provided. However, fee types billed by Nuvest Capital Management may include any combination of the following fee types: asset-based, hourly or fixed. Nuvest Capital Management does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Nuvest Capital Management does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Nuvest Capital Management

Steven Alexson
Irvine, CA

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This content was compiled from the SEC and FINRA