Paradigm Strategic Consulting, LLC

CRD#175070
Investment Advisor Firm

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Overview

Paradigm Strategic Consulting, LLC is a financial advisory firm located in Irvine, California. The firm has a small team of three employees, including one financial advisor. Paradigm Strategic Consulting, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as equities, bonds and options.

Under $100,000 of its financial planning investments were in securities, with $1,000,001 to $2,500,000 placed in non-securities.

Paradigm Strategic Consulting, LLC's headquarters is at 2 Park Plaza, Suite 320, Irvine, California 92614. The firm is permitted to provide services to clients in the state of California.

Editorial note: Under certain conditions, advisors and firms can file as exempt reporting advisors with the SEC, meaning they file an abbreviated version of the Form ADV. As a result, this is all of the available information for Paradigm Strategic Consulting, LLC. Please visit the SEC website for more information at https://www.sec.gov

Number of Advisors

1

Disclosures

No

Office Location

2 Park Plaza, Suite 320
Irvine, CA 92614

Paradigm Strategic Consulting, LLC by the Numbers

Total Number of Employees

3

National Average: 29

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Products and Services

Paradigm Strategic Consulting, LLC provides a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the past financial year, Paradigm Strategic Consulting, LLC provided 1-10 of its accounts with financial planning services. The company does sell products or offer services other than investment advisory services to its clients. Paradigm Strategic Consulting, LLC is affiliated with a number of other companies in the financial services industry, including with an accountant or accounting firm and insurance company or agency.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial advisory fees usually vary depending on which services the firm provides the client. Fee types charged by the company may include some combination of the following fee types: hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

Available

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 74% of firms that offer this fee type

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Paradigm Strategic Consulting, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Paradigm Strategic Consulting, LLC

Joel Solomon
Irvine, CA

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This content was compiled from the SEC and FINRA