Predex Capital Management, LLC

CRD#167351
Investment Advisor Firm

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Overview

Predex Capital Management, LLC operates as a financial advisor company based in Irvine, California. The firm has $221.2 million in assets across one client account, making it a mid-tier investment advisory firm in the United States by assets under management (AUM). It has a small group of six employees, of which three are financial advisors. Predex Capital Management, LLC does not act as a registered broker-dealer, signifying that it cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are exchangable financial assets such as equities, bonds and options.

Predex Capital Management, LLC manages all of its accounts in a discretionary manner. Discretionary management signifies that buy and sell choices are made by a portfolio manager without needing to seek the client's consent. The investment advisory firm's average account size is $221.2 million. The typical financial advisor at Predex Capital Management, LLC administers fewer than one client account, making it one of the most individualized firms in the country.

The company's headquarters is at One Park Plaza, Irvine, California 92614. The firm is registered to provide services to investors in the state of California.

Assets Under Management

$221.2 million

Number of Advisors

3

Disclosures

No

Office Location

One Park Plaza
Irvine, CA 92614

Predex Capital Management, LLC by the Numbers

Total Assets Under Management

$221.2 million

National Average: $3.7 billion
Total Number of Employees

6

National Average: 29
Total Number of Accounts

1

National Average: 2,073
Average Account Size

$221.2 million

National Average: $1.8 million

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Fee Structure

Financial management fees usually vary depending on which services the firm provides the client. Fee types billed by the company typically consist of the following fee structures: asset-based. Predex Capital Management, LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a single fee.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 35% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Predex Capital Management, LLC works with investment companies. Predex Capital Management, LLC's biggest client by number of accounts is investment companies. None of the company's customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Predex Capital Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Predex Capital Management, LLC

John Sanders
Irvine, CA
Andrew Sanders
Irvine, CA
Michael Achterberg
El Segundo, CA
Fabio Dicecca
El Segundo, CA
Sharon Henderson
Irvine, CA

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This content was compiled from the SEC and FINRA