Qex Capital Management Inc

CRD#124844
Investment Advisor Firm

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Overview

Qex Capital Management Inc operates as a financial advisor firm headquartered in Menlo Park, California. The company has a small group of one employee who is a financial advisor. Qex Capital Management Inc does not act as a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal assets such as equities, bonds and options.

Under $100,000 of their investments for financial planning services were in securities, with under $100,000 placed in non-securities.

The firm's central office is at 250 Oak Grove Ave, Suite A, Menlo Park, California 94025-2251. The firm is legally registered to serve customers in the state of California.

Editorial note: In some cases, firms can file as exempt reporting advisors with the SEC, meaning they file an abridged version of the Form ADV. As a result, this is all of the publicly available information for Qex Capital Management Inc. Please visit the SEC website for more information at https://www.sec.gov

Number of Advisors

1

Disclosures

No

Office Location

250 Oak Grove Ave, Suite A
Menlo Park, CA 94025-2251

Qex Capital Management Inc by the Numbers

Total Number of Employees

1

National Average: 31

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Products and Services

Services that Qex Capital Management Inc provides include market timing services and other services. Notably, the company did not provide any of its clients with financial planning services in the previous fiscal year. The firm is not engaged in selling products or offering services apart from investment advice to its investment advisory clients.

Core Advisor Services

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    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Offered by 0% of firms

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees for financial advice usually depend on the type of services provided. Fee types charged by Qex Capital Management Inc typically consist of the following fee structures: fixed. The firm does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

Available

  • Offered by 39% of firms

    Fixed

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    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

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    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 35% of firms that offer this fee type

    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 2% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

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    Performance-based

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    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

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    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Qex Capital Management Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Qex Capital Management Inc

Gordon Thompson
Menlo Park, CA

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This content was compiled from the SEC and FINRA