Resource Investment Architects, Inc
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Overview
Resource Investment Architects, Inc operates as a financial advisor firm that has its headquarters in Petaluma, California. The firm controls $416.2 million in assets under management throughout 2,222 accounts, placing it among the bigger investment advisory firms in the nation by assets under management (AUM). It has a small group, including 13 financial advisors. Resource Investment Architects, Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its clients' and own accounts and instead must go through a broker-dealer firm to do so. Securities are exchangable financial assets such as stocks, bonds and options.
Resource Investment Architects, Inc oversees the majority of the firm's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions for the client's account are made by an investment advisor without needing to seek the customer's authorization. The firm also oversees eight non-discretionary accounts with a total of $8.1 million in assets. The investment advisory firm's typical account size is $187,320. An average advisor at Resource Investment Architects, Inc administers around 171 client accounts.
Resource Investment Architects, Inc's main office is located at 11 Petaluma Blvd. N. Suite 205, Petaluma, California 94952-3002.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Resource Investment Architects, Inc by the Numbers
$416.2 million
15
2,222
$187.3 thousand
Products and Services
Resource Investment Architects, Inc provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. In the past financial year, Resource Investment Architects, Inc provided financial planning services to 101-250 of its customers. Resource Investment Architects, Inc is not engaged in selling products or offering services aside from investment advisory services to its investment advisory accounts. The company is affiliated with one or more other companies in the financial services industry, including with a broker-dealer or securities dealer and lawyer or law firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees vary depending on which service is offered. Fee types billed by the company likely are comprised of the following fee structures: asset-based, hourly, fixed or other. The company does participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The company caters to retail investors, high net worth investors, pension plans and corporations. Out of its 2,222 customers, Resource Investment Architects, Inc's biggest client by number of accounts is retail investors, though it also caters to 142 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 13.99%
- Other Individuals - 83.55%
- Corporations - 2.46%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Resource Investment Architects, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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