White, Dunkirk $ Price Investment Advisory Inc

CRD#138152
Investment Advisor Firm

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Overview

White, Dunkirk $ Price Investment Advisory Inc operates as a financial advisory company headquartered in Irvine, California. White, Dunkirk $ Price Investment Advisory Inc has $22.1 million in assets across 117 customer accounts. It has a small team of one employee who is a financial advisor. White, Dunkirk $ Price Investment Advisory Inc does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial investments like bonds, options and equities.

White, Dunkirk $ Price Investment Advisory Inc administers zero of the firm's client assets in a discretionary manner. Discretionary management means that an investment advisor makes buy and sell decisions for the client's account without requiring client approval. It also has 117 non-discretionary accounts totaling $22.1 million in AUM. White, Dunkirk $ Price Investment Advisory Inc's typical account size is $189,100. Under $100,000 of their financial planning investments were in securities, with under $100,000 invested in non-securities. An average advisor at White, Dunkirk $ Price Investment Advisory Inc administers about 117 client accounts.

White, Dunkirk $ Price Investment Advisory Inc's central office is located at 8 Corporate Park, Irvine, California 92606-5196. It is registered to serve customers in the state of California.

Assets Under Management

$22.1 million

Number of Advisors

1

Disclosures

No

Office Location

8 Corporate Park
Irvine, CA 92606-5196

White, Dunkirk $ Price Investment Advisory Inc by the Numbers

Total Assets Under Management

$22.1 million

National Average: $3.7 billion
Total Number of Employees

1

National Average: 29
Total Number of Accounts

117

National Average: 2,073
Average Account Size

$189.1 thousand

National Average: $1.8 million

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Products and Services

Financial services that White, Dunkirk $ Price Investment Advisory Inc provides include financial planning services and portfolio management for individuals and small businesses. In the last financial year, it provided 11-25 of its clients with financial planning services. White, Dunkirk $ Price Investment Advisory Inc does not sell products or offer services other than investment advisory services to its investment advisory clients.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 62% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

A financial advisor's fees largely depend on the financial services offered. Fee types charged by White, Dunkirk $ Price Investment Advisory Inc likely consist of any combination of the following fee structures: asset-based, hourly or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm. White, Dunkirk $ Price Investment Advisory Inc is able to withdraw its expenses directly from customer funds.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 2% of firms

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

Unavailable

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

White, Dunkirk $ Price Investment Advisory Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at White, Dunkirk $ Price Investment Advisory Inc

Sam White
Temecula, CA

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This content was compiled from the SEC and FINRA