Arrowmark Asset Management, LLC

CRD#307161
Investment Advisor Firm

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Overview

Arrowmark Asset Management, LLC is a financial advisory firm based in Denver, Colorado. Arrowmark Asset Management, LLC handles $205.2 million in assets under management over one customer account, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The company has a small group, including 2 financial advisors. Arrowmark Asset Management, LLC does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets like options, bonds and equities.

Arrowmark Asset Management, LLC manages all of the firm's accounts on a discretionary basis. Discretionary management signifies that buy and sell judgments for the client's account are made by an investment advisor without requiring the client's approval. The firm supervises about $205.2 million for every account. The average financial advisor at Arrowmark Asset Management, LLC administers fewer than one client account, placing it among the most individualized advisor firms in the country.

The company's central office is at 100 Fillmore Street, Suite 325, Denver, Colorado 80206. The firm is legally allowed to provide services to customers in the state of Colorado.

Assets Under Management

$205.2 million

Number of Advisors

2

Disclosures

No

Office Location

100 Fillmore Street, Suite 325
Denver, CO 80206

Arrowmark Asset Management, LLC by the Numbers

Total Assets Under Management

$205.2 million

National Average: $8.6 billion
Total Number of Employees

5

National Average: 64
Total Number of Accounts

1

National Average: 375,227
Average Account Size

$205.2 million

National Average: $23.0 thousand
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Fee Structure

A financial advisor's fees usually are based on which services the firm provides the client. However, fees billed by Arrowmark Asset Management, LLC typically consist of the following fee type: asset-based. The firm does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It provides services to investment companies. Arrowmark Asset Management, LLC's biggest client group is investment companies. None of its clients are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Arrowmark Asset Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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