Bok Financial Private Wealth, Inc
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Overview
Bok Financial Private Wealth, Inc is a financial advisor company located in Denver, Colorado. The company oversees $2.5 billion in assets over 2,123 accounts, placing it among the largest firms in the country by assets under management (AUM). It has a small team, including 16 financial advisors. Bok Financial Private Wealth, Inc does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets such as bonds, equities and options.
Bok Financial Private Wealth, Inc manages the majority of the firm's client assets on a discretionary basis. Discretionary management is a structure in which buy and sell judgments for the client's account are made by an investment advisor without needing to seek the customer's permission. It also has 37 non-discretionary accounts with a total of $33.5 million in assets. The company manages an average of $1.2 million for every client account. The typical advisor at Bok Financial Private Wealth, Inc oversees around 133 client accounts.
Bok Financial Private Wealth, Inc's headquarters is at 1600 Broadway, Denver, Colorado 80202. The company is legally registered to serve investors across 20 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Bok Financial Private Wealth, Inc by the Numbers
$2.5 billion
28
2,123
$1.2 million
Products and Services
Bok Financial Private Wealth, Inc provides multiple financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. In the past fiscal year, it provided financial planning services to 101-250 of its accounts. It is not involved in selling products or offering services other than investment advice to its investment advisory customers. The company is affiliated with one or more other companies in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency and pension consultant.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors are based on which service is offered. However, fees charged by the company can include any combination of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Bok Financial Private Wealth, Inc manages money for a broad range of clients. It works with retail investors, high net worth investors, pension plans, charitable organizations, insurance companies and corporations. Out of its 2,123 clients, Bok Financial Private Wealth, Inc's largest client group is retail investors, although it also caters to 340 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 39.08%
- Other Individuals - 53.33%
- Corporations - 5.75%
- Charitable Organizations - 1.84%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Bok Financial Private Wealth, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Bok Financial Private Wealth, Inc
Denver, CO
Denver, CO
Denver, CO
Denver, CO
Dallas, TX
Denver, CO
Denver, CO
Houston, TX
Denver, CO
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