Deepbriar Capital Management LLC

CRD#288608
Investment Advisor Firm

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Overview

Deepbriar Capital Management LLC operates as an advisory company based in Stamford, Connecticut. It controls $4.5 million in total assets over two client accounts. The firm has a small team of one employee who is a financial advisor. Deepbriar Capital Management LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are exchangable financial investments such as options, bonds and stocks.

Deepbriar Capital Management LLC administers all of the company's accounts on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make transaction choices for the client's account without requiring client authorization. The company's average account size is $2.2 million. Under $100,000 of their investments for financial planning services were in securities, with under $100,000 placed in non-securities. An average financial advisor at Deepbriar Capital Management LLC oversees about two client accounts, placing it among the most personalized financial advisor firms in the country.

The company's main office is located at 1 Landmark Square, Suite 606, Stamford, Connecticut 6901. The company is allowed to provide services to investors in the state of Connecticut.

Assets Under Management

$4.5 million

Number of Advisors

1

Disclosures

No

Office Location

1 Landmark Square, Suite 606
Stamford, CT 06901

Deepbriar Capital Management LLC by the Numbers

Total Assets Under Management

$4.5 million

National Average: $3.7 billion
Total Number of Employees

1

National Average: 29
Total Number of Accounts

2

National Average: 2,073
Average Account Size

$2.2 million

National Average: $1.8 million

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Fee Structure

A financial advisor's fees usually vary depending on the financial services offered. Fee types billed by Deepbriar Capital Management LLC most likely are comprised of any blend of the following fee types: asset-based or hourly. The firm participates in a wrap fee program, in which the company offers a service bundle for a single fee. The firm is able to withdraw its expenses directly from client funds.

Available

  • Offered by 74% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 35% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

Unavailable

  • Find one of the 2% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Deepbriar Capital Management LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Deepbriar Capital Management LLC

David Finn
Old Greenwich, CT

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This content was compiled from the SEC and FINRA