Capital Asset Advisory, Inc

CRD#125685
Investment Advisor Firm

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Learn more about Capital Asset Advisory, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Capital Asset Advisory, Inc operates as a financial advisory company based in Jacksonville, Florida. The company controls $39.9 million in assets across 157 customer accounts. The company has a small group of one employee who is a financial advisor. Capital Asset Advisory, Inc does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are tradable fiscal assets such as stocks, options and bonds.

    Capital Asset Advisory, Inc oversees all of its client assets on a discretionary basis. Discretionary management means that transaction judgments for the client's account are made by a portfolio manager without needing to seek the customer's consent. The investment advisory firm's average account size is $254,453. $500,001 to $1,000,000 of their investments for financial planning services were in securities, with under $100,000 placed in non-securities. The typical financial advisor at Capital Asset Advisory, Inc administers about 157 client accounts.

    Capital Asset Advisory, Inc's central office is located at 8825 Perimeter Park Blvd. Suite 203, Jacksonville, Florida 32216. The firm is legally permitted to provide services to clients throughout a number of states, including Florida and Georgia.

    Assets Under Management

    $39.9 million

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    8825 Perimeter Park Blvd. Suite 203
    Jacksonville, FL 32216

    Capital Asset Advisory, Inc by the Numbers

    Total Assets Under Management

    $39.9 million

    National Average: $9.0 billion
    Total Number of Employees

    1

    National Average: 71,771
    Total Number of Accounts

    157

    National Average: 4,329
    Average Account Size

    $254.5 thousand

    National Average: $2.1 million
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    Products and Services

    Capital Asset Advisory, Inc provides a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Notably, it did not provide financial planning services to any of its accounts in the previous financial year. The firm is involved in selling products or offering services apart from investment advisory services to its clients. It also has a number of financial industry affiliations, including with an insurance company or agency.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 47% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees for financial advisory services depend on the financial services provided. Fees charged by the firm likely are comprised of the following fee structures: asset-based, hourly or fixed. Capital Asset Advisory, Inc does not provide a wrap fee program, in which the company offers a service bundle for a single fee. It can withdraw the charges directly from client accounts.

    Available

    • Offered by 70% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 33% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with retail investors. Out of its 157 accounts, Capital Asset Advisory, Inc's biggest client group by number of accounts is retail investors. None of its accounts are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 100%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Capital Asset Advisory, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Capital Asset Advisory, Inc

    David Gottschalk
    Jacksonville, FL

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