Capstone Global Advisors, LLC
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Learn more about Capstone Global Advisors, LLC
Capstone Global Advisors, LLC is a financial advisor company located in Peachtree City, Georgia. Capstone Global Advisors, LLC controls $1.0 million in assets throughout 12 client accounts. The firm has a small team of one employee who is a financial advisor. Capstone Global Advisors, LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as options, bonds and stocks.
Capstone Global Advisors, LLC oversees all of the company's accounts on a discretionary basis. Discretionary management is a structure in which buy and sell judgments for the client's account are made by a portfolio manager without requiring client permission. The firm manages an average of $83,583 in assets for every client account. $500,001 to $1,000,000 of its financial planning investments were in securities, with under $100,000 invested in non-securities. The average financial advisor at Capstone Global Advisors, LLC manages around 12 client accounts, placing it among the more individualized financial advisor firms in the country.
The company's central office is located at 2011 Commerce Dr N, Peachtree City, Georgia 30269-3538. The firm is allowed to serve customers in the state of Georgia.
Assets Under Management
Number of Advisors
Capstone Global Advisors, LLC by the Numbers
Products and Services
Capstone Global Advisors, LLC offers multiple services, which can include financial planning services, portfolio management for individuals and small businesses and educational seminars. In the past financial year, the firm provided 11-25 of its clients with financial planning services. The company does not sell products or offer services apart from investment advice to its investment advisory customers.
Core Advisor Services
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
Offered by 47% of firms
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
Offered by 7% of firms
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fees charged by financial advisors largely vary depending on which services are offered. Fees charged by the company likely include some blend of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by the company. The firm can withdraw its charges directly from customer funds.
Offered by 70% of firms
Percentage of AssetsShow Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
Offered by 21% of firms
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
Offered by 33% of firms
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Find one of the 1% of firms that offer this fee type
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
Find one of the 26% of firms that offer this fee type
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
Find one of the 0% of firms that offer this fee type
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
Find one of the 10% of firms that offer this fee type
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Types of Clients
It caters to retail investors and high net worth investors. Out of its 12 clients, Capstone Global Advisors, LLC's biggest client is retail investors, although it also serves one high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 8.33%
- Other Individuals - 91.67%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Capstone Global Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Capstone Global Advisors, LLC
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