Wealth Enhancement & Preservation
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Overview
Wealth Enhancement & Preservation operates as an advisory firm that has its headquarters in Alpharetta, Georgia. The company handles $185.0 million in total assets over 1,368 customer accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). It has a small group, including 6 financial advisors. Wealth Enhancement & Preservation is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments like stocks, options and bonds.
Wealth Enhancement & Preservation administers all of its accounts in a discretionary manner. Discretionary management is a structure in which transaction choices are made by an investment advisor without requiring client authorization. The advisory firm oversees an average of $135,234 for each client account. The typical financial advisor at Wealth Enhancement & Preservation oversees around 228 client accounts.
The company's central office is at 5755 North Point Pkwy, Alpharetta, Georgia 30022. It is legally allowed to provide services to investors across a number of states, including Alabama, Florida, Georgia, Louisiana, Mississippi, North Carolina, South Carolina and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Wealth Enhancement & Preservation by the Numbers
$185.0 million
15
1,368
$135.2 thousand
Products and Services
Services provided by Wealth Enhancement & Preservation can include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, it provided 1-10 of its clients with financial planning services. The company is engaged in selling products or offering services apart from investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely depend on which services are offered. However, fee types charged by Wealth Enhancement & Preservation may include some blend of the following fee structures: asset-based, hourly or fixed. The firm participates in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Wealth Enhancement & Preservation caters to retail investors and high net worth investors. Out of its 1,368 accounts, Wealth Enhancement & Preservation's largest client type by number of accounts is high net worth investors, though it also caters to 300 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 53.38%
- Other Individuals - 46.62%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Wealth Enhancement & Preservation does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Wealth Enhancement & Preservation
Alpharetta, GA
Alpharetta, GA
Alpharetta, GA
Alpharetta, GA
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