Colliers Securities LLC
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Overview
Colliers Securities LLC operates as a financial advisory firm that has its headquarters in Minneapolis, Minnesota. The firm controls $228.9 million in assets across 1,156 client accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). The firm has a large group, including 20 financial advisors. Colliers Securities LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets such as bonds, options and equities.
Colliers Securities LLC administers 88 of its client assets on a discretionary basis. Discretionary management is a structure in which buy and sell choices for the client's account are made by an investment advisor without requiring client consent. The company also has 1,068 non-discretionary accounts with a total of $192.9 million in AUM. The company's typical account size is $197,968. The average advisor at Colliers Securities LLC manages about 58 client accounts, placing it towards the middle in terms of personalization.
The company's headquarters is located at 90 South Seventh Street, Minneapolis, Minnesota 55402-4108. Colliers Securities LLC is legally permitted to provide services to customers throughout 14 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Colliers Securities LLC by the Numbers
$228.9 million
125
1,156
$198.0 thousand
Products and Services
Services offered by Colliers Securities LLC can include portfolio management for individuals and small businesses and selection of other advisers. Colliers Securities LLC does sell products or offer services aside from investment advisory services to its clients. Colliers Securities LLC is also affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency and real estate broker or dealer.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely vary depending on which services the firm provides the client. However, fees charged by the company typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors and high net worth investors. Out of its 1,156 customers, Colliers Securities LLC's largest client type by number of accounts is retail investors, though it also serves 139 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 16.24%
- Other Individuals - 83.76%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Colliers Securities LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Colliers Securities LLC
Sioux Falls, SD
Minneapolis, MN
Minneapolis, MN
Minneapolis, MN
Pierre, SD
Darien, CT
Chicago, IL
Detroit Lakes, MN
Minneapolis, MN
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