The Johnston Group, LLC
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Overview
The Johnston Group, LLC operates as a financial advisory firm located in Minneapolis, Minnesota. The company oversees $413.0 million in total assets across 1,022 accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). The company has a small group of 10 employees, including four financial advisors. The Johnston Group, LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable financial assets such as options, bonds and equities.
The Johnston Group, LLC oversees most of its accounts on a discretionary basis. Discretionary management means that an investment advisor makes buy and sell choices for the client's account without requiring client authorization. The Johnston Group, LLC also manages one non-discretionary accounts totaling $10.0 million in assets under management. The investment advisory firm manages roughly $404,110 for each customer account. The typical financial advisor at The Johnston Group, LLC administers around 256 client accounts.
The Johnston Group, LLC's central office is at 121 South 8Th St. Suite 1111, Minneapolis, Minnesota 55402. The Johnston Group, LLC is permitted to serve investors across a few states, including Florida, Illinois, Minnesota, New Hampshire, South Dakota, Texas and Wisconsin.
Number of Advisors
Disclosures
Office Location
The Johnston Group, LLC by the Numbers

10

1,022

$404.1 thousand
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Products and Services
The Johnston Group, LLC provides a number of services, which can consist of financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. In the last fiscal year, it provided 26-50 of its accounts with financial planning services. The Johnston Group, LLC does sell products or offer services other than investment advisory services to its clients.
Core Advisor Services
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Offered by 45% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 63% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 23% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 10% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services are based on which services the firm provides the client. Fees billed by The Johnston Group, LLC likely consist of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 75% of firms
Percentage of Assets
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Offered by 37% of firms
Hourly
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Offered by 40% of firms
Fixed
Unavailable
Types of Clients
The Johnston Group, LLC works with retail investors and high net worth investors. Out of its 1,022 customers, The Johnston Group, LLC's largest client by number of accounts is high net worth investors, but it also manages money for 137 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 57.56%
- Other Individuals - 42.44%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
The Johnston Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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