Lightview Capital, LLC

CRD#306106
Investment Advisor Firm

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Overview

Lightview Capital, LLC operates as a financial advisor firm headquartered in West Palm Beach, Florida. It oversees $172.2 million in assets under management across two customer accounts, making it a mid-tier financial advisory firm in the nation by assets under management (AUM). It has a small team, including 8 financial advisors. Lightview Capital, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments like bonds, equities and options.

Lightview Capital, LLC manages all of its client assets on a discretionary basis. Discretionary management means that buy and sell decisions for the client's account are made by an investment advisor without needing client approval. Lightview Capital, LLC's average account size is $86.1 million. The average advisor at Lightview Capital, LLC oversees fewer than one client account, making it one of the most individualized financial advisor firms in the country.

Lightview Capital, LLC's central office is located at 515 N Flagler Drive, West Palm Beach, Florida 33401. Lightview Capital, LLC is allowed to provide services to investors in the state of Florida.

Assets Under Management

$172.2 million

Number of Advisors

8

Disclosures

No

Office Location

515 N Flagler Drive
West Palm Beach, FL 33401

Lightview Capital, LLC by the Numbers

Total Assets Under Management

$172.2 million

National Average: $8.6 billion
Total Number of Employees

9

National Average: 64
Total Number of Accounts

2

National Average: 375,227
Average Account Size

$86.1 million

National Average: $23.0 thousand
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Fee Structure

Fees charged by financial advisors usually vary depending on which services the firm provides the client. However, fee types charged by the firm may include the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

Lightview Capital, LLC works with pooled investment vehicles. Out of its two clients, Lightview Capital, LLC's biggest client type by number of accounts is pooled investment vehicles. None of the firm's accounts are represented by people from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Lightview Capital, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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