Bala Capital Group, LLC

CRD#290347
Investment Advisor Firm

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Overview

Bala Capital Group, LLC is a financial advisor company headquartered in Conshohocken, Pennsylvania. Bala Capital Group, LLC administers $73.0 million in assets under management across three customer accounts. The company has a small team of 24 employees, including 13 financial advisors. Bala Capital Group, LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets such as options, stocks and bonds.

Bala Capital Group, LLC manages all of its accounts in a discretionary manner. Discretionary management signifies that buy and sell judgments are made by a portfolio manager without requiring the customer's authorization. The advisory firm's typical account size is $24.3 million. The typical financial advisor at Bala Capital Group, LLC administers fewer than one client account, making it one of the most personalized advisor firms in the country.

Bala Capital Group, LLC's main office is at One Tower Bridge, 100 Front Street, Conshohocken, Pennsylvania 19428. The firm is registered to provide services to investors in the state of Pennsylvania.

Assets Under Management

$73.0 million

Number of Advisors

13

Fee Structure

Asset-based, Performance-based

Disclosures

No

Office Location

One Tower Bridge, 100 Front Street
Conshohocken, PA 19428

Bala Capital Group, LLC by the Numbers

Total Assets Under Management

$73.0 million

National Average: $3.3 billion
Total Number of Employees

24

National Average: 4,943
Total Number of Accounts

3

National Average: 2,522
Average Account Size

$24.3 million

National Average: $1.3 million

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Fee Structure

A financial advisor's fees largely depend on which services are provided. However, fees charged by the firm most likely are comprised of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

The firm provides services to pooled investment vehicles. Out of its three accounts, Bala Capital Group, LLC's biggest client type by number of accounts is pooled investment vehicles. About 33% of its accounts are from outside of the U.S.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Bala Capital Group, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA