Rj Capital LLC

CRD#297839
Investment Advisor Firm

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Learn more about Rj Capital LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Rj Capital LLC operates as an advisory company based in Houston, Texas. The company handles $312.4 million in assets across 1,309 client accounts, placing it in the mid-tier of financial advisory firms in the nation by assets under management (AUM). Rj Capital LLC has a small team, including 4 financial advisors. Rj Capital LLC does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are tradable financial assets such as options, bonds and equities.

    Rj Capital LLC oversees most of its accounts in a discretionary manner. Discretionary management is a structure in which buy and sell choices for the client's account are made by a portfolio manager without needing to seek client consent. The firm also administers 359 non-discretionary accounts totaling $17.6 million in AUM. The advisory firm oversees an average of $238,641 for every client account. An average financial advisor at Rj Capital LLC manages around 327 client accounts.

    Rj Capital LLC's main office is located at 800 Town And Country Blvd., Houston, Texas 77024. It is legally allowed to provide services to clients throughout a few states, including Florida, Louisiana and Texas.

    Assets Under Management

    $312.4 million

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    800 Town And Country Blvd.
    Houston, TX 77024

    Rj Capital LLC by the Numbers

    Total Assets Under Management

    $312.4 million

    National Average: $8.6 billion
    Total Number of Employees

    5

    National Average: 64
    Total Number of Accounts

    1,309

    National Average: 375,227
    Average Account Size

    $238.6 thousand

    National Average: $23.0 thousand
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    Fee Structure

    Financial management fees largely vary depending on which services are offered. However, fees billed by Rj Capital LLC typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company manages money for a broad range of customers. Rj Capital LLC caters to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 1,309 customers, Rj Capital LLC's largest client type is retail investors, although it also caters to 130 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.

    • High-Net-Worth Individuals* - 32.42%
    • Other Individuals - 63.84%
    • Corporations - 3.49%
    • Charitable Organizations - 0.25%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Rj Capital LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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