Arrington Capital Investment Management, LLC

CRD#292038
Investment Advisor Firm

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Learn more about Arrington Capital Investment Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Arrington Capital Investment Management, LLC is a financial advisor company based in Seattle, Washington. The firm controls $339.7 million in assets under management over eight customer accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). The firm has a small team, including 3 financial advisors. Arrington Capital Investment Management, LLC does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as bonds, equities and options.

    Arrington Capital Investment Management, LLC oversees all of its client assets on a discretionary basis. Discretionary management means that buy and sell choices are made by a portfolio manager without requiring client approval. Arrington Capital Investment Management, LLC oversees about $42.5 million in assets for every customer account. An average advisor at Arrington Capital Investment Management, LLC administers about three client accounts, placing it among the most individualized firms in the country.

    The firm's main office is at 113 Cherry Street, Seattle, Washington 98104. The company is registered to provide services to investors in the state of Washington.

    Assets Under Management

    $339.7 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    113 Cherry Street
    Seattle, WA 98104

    Arrington Capital Investment Management, LLC by the Numbers

    Total Assets Under Management

    $339.7 million

    National Average: $8.6 billion
    Total Number of Employees

    7

    National Average: 64
    Total Number of Accounts

    8

    National Average: 375,227
    Average Account Size

    $42.5 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advisory services typically vary depending on which services the firm provides the client. Fee types charged by the firm can include the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company caters to pooled investment vehicles. Out of its eight accounts, Arrington Capital Investment Management, LLC's largest client group by number of accounts is pooled investment vehicles. Around 50% of the firm's customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Arrington Capital Investment Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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