Innovative Adviser Solutions, LLC
Answer a few questions and
get matched with an advisor.
Learn more about Innovative Adviser Solutions, LLC
Overview
Innovative Adviser Solutions, LLC is a financial advisory firm located in Seattle, Washington. The company administers $137.2 million in assets under management over 469 customer accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). The company has a small team, including 5 financial advisors. Innovative Adviser Solutions, LLC does not act as a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal investments such as bonds, options and equities.
Innovative Adviser Solutions, LLC administers all of the company's accounts on a discretionary basis. Discretionary management means that buy and sell choices are made by a portfolio manager without needing the client's authorization. The firm administers about $292,525 for each customer account. An average financial advisor at Innovative Adviser Solutions, LLC oversees around 94 client accounts.
Innovative Adviser Solutions, LLC's main office is at 2212 Queen Anne Avenue North, Seattle, Washington 98109. The company is allowed to provide services to clients across a number of states, including Arizona, California, Florida, Nevada, New Jersey, New York, North Carolina, Ohio, South Carolina and Washington.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Innovative Adviser Solutions, LLC by the Numbers
$137.2 million
10
469
$292.5 thousand
Products and Services
Innovative Adviser Solutions, LLC provides a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses and educational seminars. However, it did not provide any of its clients with financial planning services in the prior financial year. The company is not engaged in selling products or offering services apart from investment advice to its investment advisory accounts.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees vary depending on which services are provided. However, fees charged by Innovative Adviser Solutions, LLC may include the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm provides services to retail investors and high net worth investors. Out of its 469 accounts, Innovative Adviser Solutions, LLC's biggest client group by number of accounts is retail investors, though it also serves 34 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 16.43%
- Other Individuals - 83.57%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Innovative Adviser Solutions, LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
Financial Advisors at Innovative Adviser Solutions, LLC
Seattle, WA
Seattle, WA
Seattle, WA
Not sure which advisor is right for you? Use our matching tool
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Click here to find your advisor matches today
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.