James
Steinberg

About this Advisor

James Steinberg is an advisor who is based in Montgomery, Alabama. Currently a registered investment advisor with Wells Fargo Clearing Services, LLC, Steinberg has 11 years of work experience in the financial advisory industry. Steinberg has a Series 63 license, which designates the advisor as a securities representative. Steinberg is able to work with investors based out of Alabama and Texas. During their career, the advisor has held roles at Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is headquartered in Montgomery, Alabama, and operates out of 6,239 locations across the nation. As a registered investment advisory firm, Wells Fargo Clearing Services, LLC oversees $511 billion in assets covering 1,430,874 client accounts and retains more than 25,711 people. The firm's total assets under management places it among the biggest investment advisory firms in the country. The firm manages 1,080,075 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 41% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Wells Fargo Clearing Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.