Randy
Smith
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Randy Smith is a financial advisor who works in Fairhope, Alabama, who has been in the financial industry for 37 years. Smith is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Smith has worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Smith maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Alabama and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm operating out of Fairhope, Alabama. The firm has offices in 3,270 locations and a total of 36,383 people on staff. It manages $962 billion in total assets across its 2,529,169 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 4,927 charitable organizations. Of its 2,529,169 client accounts, just 7% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely are based on the type of financial services. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

$962,052,205,321

36,383

2,529,169

$380,383

Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Randy Smith Work History
Randy has 37 years of experience.
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Disclosures
Randy Smith has disclosures.
Please visit their SEC profile for more details.
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This content was compiled from the SEC and FINRA.
