Randy
Smith

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1220220
Investment Advisor
in Fairhope, AL

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About this Advisor

Randy Smith is a financial advisor who works in Fairhope, Alabama, who has been in the financial industry for 37 years. Smith is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Smith has worked at Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Smith maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to serve investors in Alabama and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm operating out of Fairhope, Alabama. The firm has offices in 3,270 locations and a total of 36,383 people on staff. It manages $962 billion in total assets across its 2,529,169 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 4,927 charitable organizations. Of its 2,529,169 client accounts, just 7% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. The company provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely are based on the type of financial services. Fees billed by Merrill Lynch, Pierce, Fenner & Smith Inc likely include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

37 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

601 N Section St
Fairhope, AL 36532

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

AL Average: $7,464,549,021
Total Number of Employees

36,383

AL Average: 88
Total Number of Accounts

2,529,169

AL Average: 3,892
Average Account Size

$380,383

AL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Randy Smith Work History

Randy has 37 years of experience.

2011 - Present (10 years)

Bank Of America, N.A

1983 - Present (38 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Randy Smith has disclosures.

Please visit their SEC profile for more details.

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Ryan Harrison
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Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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