Susan
Jones

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1799449
Investment Advisor
in Montgomery, AL

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About this Advisor

Susan Jones is a financial advisor who works out of Montgomery, Alabama, with a total of 15 years of financial industry experience. Jones is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. They have spent all of their employment at Merrill Lynch, Pierce, Fenner & Smith Inc. Jones has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in Alabama and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory firm operating out of Montgomery, Alabama. The company has offices in 3,270 locations and a total of 36,383 financial advisors. It manages $962 billion in assets among its 2,529,169 client accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm advises 4,927 charities and foundations. Of its 2,529,169 customer accounts, just 7% are held by high-net-worth individuals who have at least $1 million in assets. Merrill Lynch, Pierce, Fenner & Smith Inc provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules are based on the type of services. Fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can be comprised of some combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

4001 Carmichael Rd
Montgomery, AL 36106

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

AL Average: $7,464,549,021
Total Number of Employees

36,383

AL Average: 88
Total Number of Accounts

2,529,169

AL Average: 3,892
Average Account Size

$380,383

AL Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Susan Jones Work History

Susan has 15 years of experience.

2005 - Present (16 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Susan Jones has no disclosures.

Please visit their SEC profile for more details.

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Jacob Church
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Ryan Harrison
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Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

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