Austin
Sigrist

Lpl Financial LLC

CRD#6578658
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Austin Sigrist is a financial advisor based out of Scottsdale, Arizona. Sigrist is an employee of Lpl Financial LLC. Their career trajectory has included roles at Marcos De Niza School, American Valet, One2One Wealth Strategies, Hayden Ir, Grand Canyon Planning Associates, Westmark Wealth Management, Bellhops, Arizona State University, Elite Sport & Fitness, Planmember Securities Corporation, Benedict'S Catering & Events, Austin Sigrist, Post Mates and Lpl Financial LLC. Sigrist has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to work in California. Lpl Financial LLC is a firm that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 advisors. It manages $368 billion in assets under management among its 1,688,501 customer accounts, making it one of the largest firms in the nation by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice usually depend on the type of financial services. However, fees charged by Lpl Financial LLC may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

7500 E. Pinnacle Peak Rd Suite A-104
Scottsdale, AZ 85255

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

AZ Average: $646,059,043
Total Number of Employees

31,366

AZ Average: 13
Total Number of Accounts

1,688,501

AZ Average: 661
Average Account Size

$217,956

AZ Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Austin Sigrist Work History

Austin has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Lpl Financial LLC

2020 - Present (4 years)

Austin Sigrist

2018 - Present (6 years)

One2One Wealth Strategies

2020 - 2021 (1 year)

Benedict'S Catering & Events

2020 - 2021 (1 year)

Post Mates

2018 - 2023 (5 years)

Planmember Securities Corporation

2017 - 2018 (1 year)

One2One Wealth Strategies

2017 - 2018 (1 year)

Hayden Ir

2016 - 2018 (2 years)

American Valet

2016 - 2016 (< 1 year)

Grand Canyon Planning Associates

2016 - 2016 (< 1 year)

Bellhops

2015 - 2015 (< 1 year)

Westmark Wealth Management

2014 - 2018 (4 years)

Arizona State University

2014 - 2015 (1 year)

Elite Sport & Fitness

2011 - 2014 (3 years)

Marcos De Niza School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Austin Sigrist to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Mason
Biloxi, MS
Tracy Marlin
Newport Beach, CA
Adam Chaney
Naperville, IL
Robert Notarfrancesco
Bridgeport, CT
Gregory Horn
Lawrenceburg, IN
Keith Clark
Corpus Christi, TX
Joseph Sarbello
Sea Girt, NJ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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