Carlos
Hurtado

Raymond James & Associates, Inc

CRD#4328436
Investment Advisor
in Tempe, AZ

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About this Advisor

Carlos Hurtado is an advisor whose office is in Tempe, Arizona. Currently an investment advisor with Raymond James & Associates, Inc, Hurtado has 10 years of professional experience. Hurtado holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Hurtado is able to operate in Arizona. During their career, Hurtado has held roles at Merrill Lynch, Wells Fargo Bank, Wells Fargo Investments, Wells Fargo Advisors LLC and Raymond James & Associates. Raymond James & Associates, Inc is headquartered in Tempe, Arizona, and operates out of 422 offices in the nation. In aggregate, Raymond James & Associates, Inc manages $143 billion in assets dispersed across 472,443 client accounts and retains more than 13,277 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the country. The firm manages 394,071 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 6% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Raymond James & Associates, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

222 S. Mill Avenue Suite 401
Tempe, AZ 85281

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Raymond James & Associates, Inc Brokerage Details

Total Assets Under Management

$176,057,305,373

AZ Average: $1,855,561,029
Total Number of Employees

14,205

AZ Average: 62
Total Number of Accounts

591,180

AZ Average: 2,474
Average Account Size

$297,807

AZ Average: $750,025

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Carlos Hurtado Work History

Carlos has 10 years of experience.

2015 - Present (4 years)

Raymond James & Associates

2011 - 2015 (4 years)

Wells Fargo Advisors LLC

2009 - 2015 (6 years)

Wells Fargo Bank

2009 - 2011 (2 years)

Wells Fargo Investments

2008 - 2009 (1 year)

Merrill Lynch

Disclosures

Carlos Hurtado has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Raymond James & Associates, Inc

Patrick Mullins
Boulder, CO
Brennan Bennett
Battle Creek, MI
Leland Werner
Schaumburg, IL
Tarah Mckenzie
El Paso, TX
Jon Lewis
Macon, GA
Chad Gardner
Huntsville, AL
Adrienne Padavich
Beverly Hills, CA
Joseph Borrelli
Saint Petersburg, FL

This content was compiled from the SEC and FINRA.

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