Jane
Chen

Transamerica Financial Advisors, Inc

CRD#5400841
Investment Advisor
in Tempe, AZ

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About this Advisor

Jane Chen is an advisor who lives in Tempe, Arizona. Currently a registered financial advisor at Transamerica Financial Advisors, Inc, they have accumulated 10 years of work experience in the financial advisory industry. Chen maintains Series 65 and Series 63 licenses, which designate them as both a securities agent and an investment advisor representative. Chen can act as an advisor based out of Arizona and California. Throughout their career, they have worked at Keller Williams Arizona Realty, Allstar Financial Advisors, LLC, Allstar Financial Group, LLC, Realty One Group, World Financial Group, Inc, Transamerica Financial Advisors, Inc, Spirit Dental, Empower Brokerage, Wsb Phoenix Financial Center, LLC and Jeunesse Global. Transamerica Financial Advisors, Inc is headquartered in Tempe, Arizona, and has 304 other offices in the nation. In total, Transamerica Financial Advisors, Inc manages $973 million in assets across 22,673 accounts and retains more than 1,274 people. The amount of assets the firm manages places it among the bigger financial advisory firms in the nation. The firm manages 8,187 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 2% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Transamerica Financial Advisors, Inc provides portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

Yes

Office Location

430 W. Warner Rd Suite 123
Tempe, AZ 85284

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

AZ Average: $1,855,561,029
Total Number of Employees

1,271

AZ Average: 62
Total Number of Accounts

45,703

AZ Average: 2,474
Average Account Size

$22,222

AZ Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Jane Chen Work History

Jane has 10 years of experience.

2017 - Present (2 years)

Spirit Dental

2016 - Present (3 years)

Wsb Phoenix Financial Center, LLC

2016 - Present (3 years)

Jeunesse Global

2016 - Present (3 years)

Healthcare Solutions Team

2015 - Present (4 years)

Empower Brokerage

2014 - Present (5 years)

Transamerica Financial Advisors, Inc

2013 - Present (6 years)

World Financial Group, Inc

2013 - Present (6 years)

Heartland Institute Of Financial Education

2013 - 2013 (< 1 year)

Allstar Financial Advisors, LLC

2012 - 2013 (1 year)

Allstar Financial Group, LLC

2010 - 2012 (2 years)

Realty One Group

2008 - 2010 (2 years)

Keller Williams Arizona Realty

Disclosures

Jane Chen has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Transamerica Financial Advisors, Inc

Leonard Taylor
Mesa, AZ
Andrew Kom
Burlingame, CA
Aleece Ackerman
Duluth, GA
Lakshmi Goriparthi
Pleasanton, CA
Ric Roman
Pasadena, CA
Nicholas Lancaster
Temecula, CA
Virginia Mondonedo
Laguna Hills, CA
Ryan Wagner
Dayton, OH

This content was compiled from the SEC and FINRA.

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