Johannes
Karaffa
Fisher Investments
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About this Advisor
Johannes Karaffa is a financial advisor who works in Plano, Texas with a total of 2 years of relevant experience. Karaffa works at Fisher Investments. Throughout their career, Karaffa has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Northern Arizona University, Aerotek, College Works Painting, Hollister, Marshalls Homegoods, Pinnacle High School, Morgan Stanley, Morgan Stanley Private Bank, N.A and Fisher Investments. Karaffa has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas. Fisher Investments is a financial advisory firm operating out of Plano, TX. The investment advisory business has offices in 14 locations and a total of 3,349 financial advisors. It handles $192 billion in assets among its 269,289 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm serves 37 charities and foundations. Of its 269,289 client accounts, 46% are held by high-net-worth clients who have at least $1 million in investable assets. Fisher Investments performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. Fees charged by financial advisors typically are based on which services the firm provides the client. However, fee types billed by Fisher Investments most likely include asset-based and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Fisher Investments Brokerage Details
$192,398,103,714
3,349
269,289
$714,467
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Other
Johannes Karaffa Work History
Johannes has been registered as a financial advisor for 2 years.*
Fisher Investments
Morgan Stanley Private Bank, N.A
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Inc
Northern Arizona University
Aerotek
Northern Arizona University
College Works Painting
Northern Arizona University
College Works Painting
Northern Arizona University
Hollister
Marshalls Homegoods
Pinnacle High School
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Johannes Karaffa to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Fisher Investments
Camas, WA
Plano, TX
Plano, TX
Marietta, GA
Plano, TX
Plano, TX
Plano, TX
Plano, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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