Kathern
Duplisea

Edward Jones

CRD#5688006
Investment Advisor
in Tempe, AZ

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About this Advisor

Kathern Duplisea is an investment advisor based in Tempe, Arizona. Currently an advisor with Edward Jones, they have gathered 11 years of experience in the financial advisory industry. Duplisea has a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Duplisea can work with customers based out of Arizona. Duplisea has worked their career at Edward Jones. Edward Jones is based out of Tempe, Arizona, and operates out of 12,884 brick-and-mortar locations in the United States. Overall, Edward Jones manages $312 billion in assets throughout 2,500,304 accounts and employs more than 23,510 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 917,687 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 7% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Edward Jones offers portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

8620 South River Parkway
Tempe, AZ 85284

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Edward Jones Brokerage Details

Total Assets Under Management

$328,988,570,418

AZ Average: $11,469,110,461
Total Number of Employees

23,408

AZ Average: 458
Total Number of Accounts

3,047,151

AZ Average: 33,415
Average Account Size

$107,966

AZ Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Kathern Duplisea Work History

Kathern has 11 years of experience.

2009 - Present (10 years)

Edward Jones Investments

Disclosures

Kathern Duplisea has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Edward Jones

Justin Sorensen
Suffolk, VA
Rebecca Lobosco
Buffalo Grove, IL
Kevin Dwyer
Woodstock, IL
Joel Carignan
Stockton, CA
Jeffery Trentham
Arlington, TX
John Neuenswander
Ballwin, MO
Jon Wallin
Maryland Heights, MO
Davis Linden
Golden, CO

This content was compiled from the SEC and FINRA.

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