Mai
Luc

Edward Jones

CRD#3012346
Investment Advisor
in Tempe, AZ

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About this Advisor

Mai Luc is a certified financial planner who works in Tempe, Arizona, with 13 years of financial industry experience. Luc is an advisor for Edward Jones. During their career, Luc has held roles at The Vanguard Group, Inc, Brokerage Professionals, Securities Service Network, Independent Planners Group, Ing Financial Partners, Inc, The Leaders Group Inc and Edward Jones. Luc maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to work in Arizona. Edward Jones is a business headquartered in Tempe, Arizona. The investment advisory business has offices in 13,586 locations and a total of 23,408 people on staff. It has $329 billion in total assets among its 3,047,151 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm provides services to 958 charities and foundations. Of its 3,047,151 client accounts, just 9% are held by high-net-worth investors who have greater than $1 million in investable assets. The firm provides a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors largely are based on which services are offered. However, fee types charged by Edward Jones most likely consist of asset-based and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

8620 South River Parkway
Tempe, AZ 85284

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Edward Jones Brokerage Details

Total Assets Under Management

$328,988,570,418

AZ Average: $11,469,110,461
Total Number of Employees

23,408

AZ Average: 458
Total Number of Accounts

3,047,151

AZ Average: 33,415
Average Account Size

$107,966

AZ Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Mai Luc Work History

Mai has 14 years of experience.

2016 - Present (4 years)

Edward Jones

2014 - 2015 (1 year)

The Leaders Group Inc

2012 - 2016 (4 years)

Independent Planners Group

2012 - 2013 (1 year)

Ing Financial Partners, Inc

2011 - 2012 (1 year)

The Vanguard Group, Inc

2011 - 2011 (< 1 year)

Securities Service Network

2006 - 2011 (5 years)

Brokerage Professionals

Disclosures

Mai Luc has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Edward Jones

Logan Bryant
Lenoir City, TN
Brooks Farmer
Charleston, WV
Jamie Mladenoff
Hanover, PA
Jessica Millan
Rochester, NY
Samuel Bates
Saint George, UT
Shawn Bulliner
Florence, SC
Gabriel Rockers
Saint Joseph, MO
Craig Dennis
Middletown, CT

This content was compiled from the SEC and FINRA.

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