Michele
Farfan

Pensionmark Financial Group, LLC

CRD#6360070
Investment Advisor
in Tempe, AZ

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About this Advisor

Michele Farfan is a financial advisor who works out of Tempe, Arizona. Farfan is currently employed by Pensionmark Financial Group, LLC. Over the course of their career, Farfan has held roles at The Vanguard Group, Inc, Arizona State University, Edward Jones, Mutual Of America Life Insurance Company, Mutual Of America Securities LLC, Principal Life Insurance, Principal Securities Inc, Principal Advised Services, Pensionmark Securities, LLC and Pensionmark Financial Group. Farfan maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is approved to operate in Arizona, California, New York and Texas. Pensionmark Financial Group, LLC is an advisory business based out of Santa Barbara, CA. It has offices in 59 locations and a total of 244 financial advisors. It handles $27 billion in assets under management across its 7,380 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides services to 142 charitable organizations. Of its 7,380 client accounts, just 4% are associated with high-net-worth investors who have greater than $1 million in investable assets. Pensionmark Financial Group, LLC offers a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on which service is offered. Fees billed by Pensionmark Financial Group, LLC most likely include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

350 West Washington Street, Suite 301
Tempe, AZ 85281

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Pensionmark Financial Group, LLC Brokerage Details

Total Assets Under Management

$26,622,603,339

AZ Average: $7,578,581,321
Total Number of Employees

244

AZ Average: 43
Total Number of Accounts

7,380

AZ Average: 3,727
Average Account Size

$3,607,399

AZ Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michele Farfan Work History

Michele has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Pensionmark Securities, LLC

2023 - Present (1 year)

Pensionmark Financial Group

2022 - 2023 (1 year)

Principal Advised Services

2018 - 2023 (5 years)

Principal Life Insurance

2018 - 2023 (5 years)

Principal Securities Inc

2017 - 2018 (1 year)

Mutual Of America Life Insurance Company

2017 - 2018 (1 year)

Mutual Of America Securities LLC

2015 - 2017 (2 years)

Edward Jones

2014 - 2015 (1 year)

The Vanguard Group, Inc

2012 - 2014 (2 years)

Arizona State University

2010 - 2014 (4 years)

Arizona State University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michele Farfan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Pensionmark Financial Group, LLC

Rogelio Rocha
Los Angeles, CA
Valerie Digennaro
Saint Petersburg, FL
Melanie Brown
South Burlington, VT
Jason Aceituno
San Mateo, CA
Jason Cohn
Brentwood, TN
Erik Gotrik
Madison, WI
Barry Toole
Santa Barbara, CA
Katherine Mach
Fort Mill, SC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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