Raul
Cortez

Wells Fargo Clearing Services, LLC

CRD#6953378
Investment Advisor
in Yuma, AZ

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About this Advisor

Raul Cortez is a financial advisor working out of Yuma, Arizona, who has been in the advisory business for 13 years. Cortez is an employee of Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at Wells Fargo Bank, Na, Wells Fargo Clearing Services, LLC and Teichert Construction. Cortez holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Arizona and Texas. Wells Fargo Clearing Services, LLC is a financial advisory firm operating in Yuma, Arizona. The company has offices in 6,239 locations and a total of 25,711 people on staff. It handles $511 billion in assets among its 1,430,874 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 5,773 charitable organizations. Of its 1,430,874 customer accounts, 41% are associated with high-net-worth clients who have more than $1 million in assets. Wells Fargo Clearing Services, LLC provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually are based on which services the firm provides the client. Fee types charged by Wells Fargo Clearing Services, LLC can consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

790 W Catalina Dr
Yuma, AZ 85364

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$510,933,873,086

AZ Average: $11,469,110,461
Total Number of Employees

25,711

AZ Average: 458
Total Number of Accounts

1,430,874

AZ Average: 33,415
Average Account Size

$357,078

AZ Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Raul Cortez Work History

Raul has 13 years of experience.

2018 - Present (3 years)

Wells Fargo Clearing Services, LLC

2012 - Present (9 years)

Wells Fargo Bank, Na

2007 - 2012 (5 years)

Teichert Construction

Disclosures

Raul Cortez has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Wells Fargo Clearing Services, LLC

Connor Flannery
New York, NY
Rosa Saldias Costa
Miami, FL
Robert Read
Richmond, VA
Matthew Ogurkow
Seattle, WA
Carla Inurritegui
Miami, FL
Adam Pike
Wilmington, NC
James Edelen
Saint Louis, MO
Une Enyenihi
Minneapolis, MN

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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